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A STRATEGIC ANALYSIS AND PLANNING MODEL
The most
challenging part of
crisis communication
management is reacting -
with the right response
- quickly. This is
because behavior always
precedes communication.
Non-behavior or
inappropriate behavior
leads to spin, not
communication. In
emergencies, it's the
non-action and the
resulting spin that
cause embarrassment,
humiliation, prolonged
visibility, and
unnecessary litigation.
Helping management
understand the impact of
inappropriate or poorly
thought out crisis
response is one of the
most important strategic
services the public
relations practitioner
can provide. To have a
strategic discussion
requires a tool that has
value without insulting
the executive's
intelligence, has impact
without belaboring the
obvious, inspires action
without
over-simplifying, and
illustrates options and
choices without teaching
unnecessary, ill-advised
lessons in public
relations.
Examining the dimensions
of a crisis, which
executives can clearly
recognize and relate to,
helps the public
relations counselor
provide truly
meaningful, strategic
advice. It is this kind
of analytical approach
that helps senior
management avoid
career-defining moments,
unless the moments are
deserved.
The Dimensions of a
Crisis
True crises have several
critical dimensions in
common, any one of
which, if handled
poorly, can disrupt or
perhaps destroy best
efforts at managing any
remaining opportunities
to resolve the situation
and recover,
rehabilitate, or retain
reputation. Failure to
respond and communicate
in ways that meet
community standards and
expectations will result
in a series of negative
outcomes.
This article focuses on
seven critical
dimensions of crisis
communication
management:
Operations;
Victims;
Trust/credibility;
Behavior;
Professional
expectations;
Ethics; and
Lessons learned.
The graphic approach
used here resonates well
with busy senior
executives. It provides
a useful series of
discussible strategies
and decision
possibilities when
adapted to a relevant,
critical business
scenario. For the crisis
communication management
strategist, it helps
develop frameworks for
testing proposed
response behaviors and
forecasting intended and
unintended consequences
and collateral damage.
The Scenario
Four days after visiting
the local BurgerMax for
a neighbor child's
birthday party, Mary
Ellen Mead lay dying in
an intensive-care
hospital bed (BurgerMax
is a fictional regional
publicly held chain of
31 fast food shops
specializing in fairly
typical
burger/chicken/fish
entrées). Three children
at the party had already
passed away; six others,
including two adults,
were in critical
condition and failing.
Deadly E.coli bacteria
was racing through Mary
Ellen's kidneys and
liver. The odds were
against her and the
other victims, the
doctors said.
Mead, a 31-year-old
mother of a three-year
old daughter, and the
others at the party were
in danger of joining the
100 to 200 people who
die in the United States
each year from E.coli
0157:H7, a dangerous
strain of the common
bacteria. The source was
undercooked hamburger
patties.
"They kept pulling my
husband out of the
hospital room. I didn't
know what they were
saying, but I knew
something was very
serious," Mead recalled
recently about her
August 1998 brush with
death.
"Later, I found out they
were telling him he
should prepare himself,
that there was a really
good chance I was not
going to make it through
the night. My liver had
completely failed and
they told him if it
didn't come back in a
day or two, I was going
to die. Then they told
him about the other
children."
For several days Mead
hovered near death
before her condition
turned. After 10 days in
intensive care, she
resumed eating. Eight
days later she went
home. Four children and
two adults died during
the same period.
BurgerMax is a regional
publicly held chain of
31 fast food shops
specializing in fairly
typical
burger/chicken/fish
entrées.
The Timeline
Day One: The media and
customers call and ask
about the children and
parents who are getting
sick. BurgerMax denies
any responsibility and
refuses to talk with the
families except through
an attorney. Intense
media speculation forces
the company to make
public statements and to
issue a news release.
Company officials did
call in the state
department of health.
Day Two: Continued media
speculation forces
BurgerMax to acknowledge
that something might
have happened and that
it might have been the
cause. "If it was our
burgers," more than
likely, the company
said, "it was the fault
of the supplier who
provided contaminated
meat." The company
cautioned the media to
be responsible and not
to start a panic. The
U.S. Department of
Agriculture (USDA) was
already examining the
supplier's facilities.
Day Three: The first
child dies. The state
department of health
suggests a shutdown of
all BurgerMax
restaurants for
inspection and
sanitizing. The company
agrees to shut down the
three restaurants where
victims had eaten.
Families of the victims
hold a news conference
demanding that BurgerMax
take responsibility.
BurgerMax runs ads
saying, "It's just an
isolated incident," "We
follow the law," "Come
on down and enjoy a
MammothMax." BurgerMax
releases a statement
condemning the federal
meat inspection program.
"This might not have
happened had there been
more qualified federal
inspectors."
Day Four: Two more
children die. The state
department of health
reports that cooking
temperatures were
probably too low to kill
the bacteria. BurgerMax
says, "We followed all
approved procedures";
"Food safety is our
number one concern"; "If
the meat had not been
contaminated by our
suppliers, there would
not have been problems
in our restaurants";
"The entire U.S. meat
inspection system needs
to be examined."
Day Five: Another death.
BurgerMax announces it
will sponsor a national
study of food safety
with the National
Restaurant Association
and the National
Franchise Restaurant
Association. It
contributes $100,000 to
the study, declaring
that federal meat
inspection is a
"national problem."
Two former employees,
speaking anonymously,
suggest that they may
have, "cut a corner or
two," especially during
busy times. "Managers
just looked the other
way."
Day Six: Two more
deaths. The families of
the first victims
announce litigation
against BurgerMax and
demand a criminal
investigation. The
company announces a plan
to help victim families
obtain assistance more
easily. The state
department of health
announces it will
thoroughly investigate
all 31 BurgerMax
restaurants.
Applying the Dimensions
Using this scenario,
let's do an analysis
using each of the seven
critical dimensions.
Each requires
affirmative management
decision making as a
part of the process of
surviving the situation.
You will see some
duplication in
recommendations or
observations, mostly
because bad news is
repeated in different
ways and in different
places unless it is
dealt with conclusively,
promptly.
I. The operations
dimension
Regaining public
confidence following a
damaging situation first
requires operating
decisions that alleviate
the community's anguish;
restore confidence in
the brand, organization,
individual, or activity;
and rebuild
relationships -
especially with the
victims - while at the
same time reducing media
coverage of the story
because the
organization, which
created the situation,
is actually doing what
the community expects.
Over the years I've
developed a series of
standard operating
behaviors that seem to
meet the criteria for
re-establishing
community support. The
reality is that for
truly serious
situations, the
perpetrators will need
to take each of the
seven actions before
public confidence will
return. The optimum
order in which they need
to be taken is shown
here. It is not possible
to skip a step. In fact,
the faster these actions
are taken, in the
correct order, the more
quickly there will be
less anger from victims,
fewer bad feelings from
employees, less
litigation, and less
media coverage.
Companies that behave
appropriately and solve
problems promptly are
neither newsworthy nor
sueable. To resolve the
crisis situation
completely each one of
these operational
actions will be taken.
Urgent Crisis Management
Operating Responses
Damaging Behaviors
Approaches
1. Candor:
Outward recognition
through promptly
verbalized public
acknowledgement that a
problem exists; that
people or groups of
people, the environment,
or the public trust is
affected; and that
something will be done
to remediate the
situation.
Released self-serving
messages and
communication.
Made assumptions about
the truth without really
knowing what the truth
was.
Failed to accept
responsibility.
Shifted the blame to
others in an attempt to
deflect criticism.
Disparaged the media and
government agencies.
Viewed the outbreak as a
"PR" problem.
Issued news releases
that were self-serving.
Hid behind weak
arguments, e.g.,
"average temperature"
and "complied with
federal standards," and
gave the appearance of
minimizing its role in
the harm that was done.
"It's our fault."
"It shouldn't have
happened."
"We are helping the
families through these
terrible times."
"We will relentlessly
examine every aspect of
our business to find out
what happened, to fix
it, talk about it, and
see that it won't happen
again."
Use appropriate
spokespeople with
statements. Avoid news
releases.
Stand up and answer the
questions.
Act to find the cause.
2. Explanation (no
matter how silly,
stupid, or embarrassing
the problem causing
error was):
Promptly and briefly
explain why the problem
occurred and the known
underlying reasons or
behaviors that led to
the situation (even if
there is only partial
early information).
Talk about what was
learned from the
situation and how it
will influence the
organization's future
behavior.
Unconditionally commit
to regularly report
additional information
until it is all out, or
until no public interest
remains. Created
conflict ("We don't know
what the cause is, but
eat here anyway") around
the source of the
problem, which lead to
public confusion.
The company perceived
itself as a victim, its
supplier as the
perpetrator, the
government and media as
persecutors.
Shifted blame and
responsibility to a
failed federal
inspection system.
Refused to admit that it
wasn't prepared for what
could easily be
recognized as a critical
vulnerability to the
public health.
"We can't act until we
have all the facts."
"You can't prepare for
everything." Find the
truth.
Take conclusive action:
Close the stores.
Talk about the victims
and their families.
Act like a neighbor.
Commit to the obvious,
e.g., we weren't ready
for this.
Keep focused on solving
the local problem.
Release information
incrementally,
constantly.
Immediately correct
erroneous information
with more current, more
accurate information.
3. Declaration:
A public commitment and
discussion of specific,
positive steps to be
taken conclusively
address the issues and
resolve the situation.
Stonewalled with a
scripted, insensitive,
overly technical, and
irrelevant operational
response.
Failed to bring in truly
independent resources or
independent expertise to
the situation.
Waffled about helping
others. Saying, "We'll
do the right thing,"
while not doing
anything.
Conducted no serious,
credible, independent
external investigation.
Inadequate
implementation of very
late recall (lost 15
cases of hamburgers).
No commitment to fix
recall plan
deficiencies. Talk from
the victims' point of
view.
Minimize the technical
"stuff."
Be explicit about doing
whatever it takes for
the victims.
Avoid disingenuous
phrases:
". . . if we could turn
the clock back . . ."
". . . if we had only
known . . ."
". . . these things
happen, unfortunately .
. ."
". . . we'll set new
standards, for everyone
. . ."
". . . we didn't want to
cause panic. . ."
". . . the media
sensationalize
everything . . ."
4. Contrition:
The continuing
verbalization of regret,
empathy, sympathy, even
embarrassment. Take
appropriate
responsibility for
having allowed the
situation to occur in
the first place, whether
by omission, commission,
accident, or negligence.
Took only conditional
responsibility.
Selfish focus on
shareholder concerns and
customer retention.
Used a news release to
announce its sympathy.
Expressed only
conditional regret:
"We're sorry, but . . .
it was the supplier."
"We're sorry, but . . .
we didn't want to create
a panic."
"We're sorry, but . . .
we didn't know about the
new regulations because
the state didn't do a
good
job of telling us."
"We're sorry, but . . .
the federal government
didn't diligently inform
us."
"Nothing was wrong but .
. . we will change our
quality testing
procedures anyway." Talk
and act like someone
that you care about has
been hurt.
Meet with families.
Take the families of
victims to church.
Let employees speak for
the company.
Involve employees with
each victim family.
Use empathetic language.
Express unconditional
sympathy.
5. Consultation:
Promptly ask for help
and counsel from
victims, government, and
the community of origin
- even from opponents.
Directly involve and
request the
participation of those
most directly affected
to help develop more
permanent solutions,
more acceptable
behaviors, and to design
principles and
approaches that will
preclude similar
problems from occurring.
Never asked for input
from the victims.
Initially blamed the
government.
Used a "voluntary"
internal investigation
as a cover to avoid
scrutiny.
Never asked suppliers to
participate or
contribute to the
resolution of the
problem.
Kept its distance from
government inspectors;
viewed regulators as an
enemy. Announce an
unassailable panel of
independent experts to
study, recommend, and
report publicly.
Let government agencies
do the talking, while
you concentrate on
solving the problem.
Establish a vendor
advisory group.
Help victims speak out
and make suggestions.
6. Commitment:
Publicly set
organizational goals at
zero.
Zero errors.
Zero defects.
Zero dumb decisions.
Zero problems.
Publicly promise that to
the best of the
organization's ability
similar situations will
never occur or reoccur.
Made absolutely no
attempt to commit to
zero.
Completely ignored the
concept of zero:
"Zero isn't possible".
"We can't promise no
future mistakes."
"There is risk in
everything people do."
Establish a permanent,
broadly representative
advisory group to assure
the public of the
company's intentions on
an ongoing basis.
7. Restitution:
Find a way to quickly
pay the price.
Make or require
restitution.
Go beyond community and
victim expectations and
what would be required
under normal
circumstances to
remediate the problem.
Adverse situations
remediated quickly cost
far less and are
controversial for much
shorter periods of time.
Stalled and delayed
victim compensation yet
gave $100,000 to a trade
association for
research.
Only did the absolute
minimum required.
Limited contact with
victim families.
Required receipts and a
validation process for
all reimbursements.
Exceed community
expectations:
- Close all restaurants
the night they learned
of the possible problem.
- Take direct,
immediate, quiet action
to address and alleviate
victims' concerns and
fears.
- Immediately establish
an independently
administered fund to
cover short- and
long-term medical,
related, and follow-up
costs for victims and
their families.
Note: The check written
today will be the
smallest check written.
Checks will be written.
II. The victim
management dimension
When organizational
action creates
involuntary adverse
circumstances for people
or institutions, victims
are created. Victims
have a special mentality
and their perception and
behavior is altered in
ways that are
fundamentally
predictable. Victims
designate themselves.
They also determine when
they are no longer
victims.
The perpetrator needs to
recognize victim
expectations and respond
affirmatively. Otherwise
there may be very
negative consequences.
For example, victims may
resist reasonable
solutions, use the media
to communicate
heart-wrenching stories,
or begin high-profile
litigation. Closure
becomes very difficult.
Disgruntled former
employees and
well-meaning current
employees often come
forward to verify victim
allegations. Victims
don't usually hear much
beyond their own pain.
Say less but make it
important and worth
hearing.
Victims move through
recognizable cycles as
they work to resolve the
situation in which they
have involuntarily
become a part.
Cycle I: Recognition of
Impact
Agony, search for the
"reason this happened."
Anger.
Concern over lack of
response.
Disbelief, dread.
Expectation of help.
Frustration at
"intentional delays."
Victims Need:
Assistance with grief.
Expression of regret.
Involvement.
Information.
Recognition. BurgerMax:
Considered victims a
part of the federal
inspection/supplier
problem.
Made participation
difficult.
Patronized families.
Reduced death to a press
release.
Was embarrassed into
taking more empathic
action.
Cycle II: Seeking
Retribution
Seek or attempt to
implement their own
solutions.
Feeling that help
received is inadequate,
late, and insincere.
Hitting back.
Search for the obviously
guilty.
Turn to the plaintiff's
bar to get retribution.
Victims Need:
Information about
actions taken.
Validation of their
suffering.
Honesty from the
organization.
To hear apologies from
the top of the
organization.
Prompt response.
Direct communication.
Reasons/rationale.
Compassion.
Closure.
BurgerMax: Delayed
payment.
Made victims guess about
help.
Gave $100,000 to a trade
association for
research.
Trivialized victim
suffering.
Made victims provide
receipts.
Used low-level PR people
to spin.
Cycle III: Severely
Distorted Recollection
"No one understands what
I'm going through."
"They could have done
more, faster."
"Growing sense of
helplessness."
A permanent sense of
anger with endless
analysis.
Fearful worrying about
the future.
Victims Need: Life
rebuilding assistance.
Ongoing counsel.
Outcome-focused action.
Understanding.
Contact with
accident/death site.
BurgerMax: No ongoing
relationship with
victims to provide
closure and healing.
III. The trust and
credibility dimension
Credibility is conferred
by others based on an
organization's past
behavior. When bad
things happen, past
behavior is used to
predict future actions.
When past behaviors have
been good and helpful,
and current and future
behaviors don't match
those expectations,
there's a loss of
credibility.
Trust is the absence of
fear. Fear results from
unexpected injury caused
by circumstances or by
someone or something
that was previously
trusted. Fear is the
most powerful human
emotion to remediate.
When there is physical
injury or death, it may
be impossible to do more
than attempt to reduce
the fear. Left
unattended, fear turns
to frustration, anger,
then to retribution.
Here are seven
trust-building,
fear-reducing,
credibility-fixing
behaviors:
Provide advance
information.
Ask for input.
Listen carefully.
Demonstrate that you've
heard, i.e., change your
plans.
Stay in touch.
Speak in plain language.
Bring
victims/involuntary
participants into the
decision-making process.
How BurgerMax used these
behaviors:
Stalled and delayed in
getting information to
the victims and to the
public.
Never had a good grasp
on exactly what
information would be
useful to the victims:
What to do if you're
experiencing symptoms;
How to get more
information about E.coli;
and
Exactly what BurgerMax
was going to do to make
the situation right?
Only looked internally
for expertise. Didn't
seek help from external
resources.
Rejected recommendations
for an advisory board.
Blamed consultants,
government, and
suppliers for what was
ultimately its own
responsibility.
Listened with a
corporate ear; heard
only the financial
markets.
Responded financially
first, "This will cost a
lot of money." Promised
to help but then delayed
payments.
Had little or no
follow-up with victims.
Concentrated follow-up
efforts with the state,
but only because the
company was required to
do so.
Relied on technical
language to support its
position that suppliers
contaminated the meat
and also to explain why
it wasn't adequately
prepared to manage this
crisis. Seemed to have
no understanding of
risks associated with
this bacterial strain;
maintained that the
problem was not its
fault.
Appeared to be testing
its legal defense
strategy through the
news media.
Never considered the
victims as BurgerMax
victims, but rather as
victims of a faulty
federal inspection
system and a
non-compliant supplier.
Ignored the fact that
its employees felt like
victims as well.
Behaviors that
illustrate credibility:
Prepare to talk openly.
Reveal what the public
should know, even if
they don't ask.
Explain problems and
changes quickly.
Answer all questions,
even those that victims
wouldn't think to ask.
Cooperate with the
media, recognizing that
victims and employees
have a higher priority.
Respect and seek to work
with victims and
opponents.
How BurgerMax used these
behaviors:
Hid from the truth from
the beginning. "Million
and millions of burgers
safely served."
Never acknowledged its
role and responsibility
for the outbreak, even
though it subsequently
raised cooking
temperatures. Only
provided information
when forced to do so,
then only a minimal
amount.
Avoided discussing
problems. Never admitted
there was a question
about its food handling
processes. Even though
it made changes to its
cooking procedures, the
company maintained that
it had a commitment to
quality all along.
Ducked and stalled.
Never answered any
questions not directly
asked.
Priorities were
reversed. It was
concerned mainly about
business, operations,
finances, and keeping
customers coming through
the door.
Ignored victims and
disparaged those who
criticized its actions.
IV. The behavior
dimension
Post-crisis analysis
involving hundreds of
companies, industries,
and negative
circumstances reveals a
pattern of unhelpful
behaviors that work
against rebuilding or
preserving reputation,
trust, and credibility.
The greater the negative
nature of the incident
and the greater the
number of victims, the
more opportunities there
are for trust-busting
behaviors to occur. Good
crisis plans are
structured to work
directly against,
anticipate, and
eliminate negative
behavior patterns.
Negative behaviors to
plan against:
Arrogance, no concern.
Minimize victim needs.
Blame shifting.
Broaden situation
unnecessarily (or for PR
reasons).
Inappropriate language.
Inconsistency.
Inflammatory statements.
Little or no
preparation.
Minimize the impact.
Missed opportunities to
communicate with
government, the public,
and victims.
No admission of
responsibility.
Victim confusion.
How BurgerMax used these
behaviors:
Was concerned mostly
about the financial
impact.
Actively made situation
difficult for victims.
Failed to acknowledge
victims.
Aggressively blamed
suppliers, state
department of health,
and federal inspection
system. Maintained an
"anybody but us"
mentality.
Encouraged industry
initiatives to
intercede, "We are the
victims of the
government's lax
approach to regulating
the meat industry." Gave
$100,000 for "research"
rather than to
compensate victims.
Note: The most common
truly damaging PR tactic
is to create or drag in
third parties.
Was self-serving,
careless, and inhumane.
Was consistently stupid
and self-serving.
Attacked suppliers, the
government, and the
media.
Had no recall plan in
place to deal with
O157:H7 despite many
stories in the news and
in trade publications.
Had no crisis plan.
Failed to anticipate
crisis.
Did not communication
until overwhelmed by
negative events. Then it
used a completely
defensive approach,
"It's isolated to just
three of our 31 stores."
Waited to communicate
until forced to do so.
Should have proactively
communicated with the
victims and others
directly affected by the
problem.
No admission to this
day.
Though no employee died
or was infected, only
senior management was
embarrassed and
humiliated. The company
felt it was the real
victim.
V. The professional
expectation dimension
What is often omitted in
analyses of crisis
situations is a
comparison of the
behaviors and actions of
public relations
professionals against
the standards set by
their industry.
Increasingly in
litigation, juries look
to industry standards
and practices to help
determine a factual
basis for damages and
compensation. Community
expectations as
reflected in codes of
conduct and codes of
ethics are useful
analytical and response
tools. This section
looks at the BurgerMax
situation from the
perspective of the
Public Relations Society
of America's (PRSA) Code
of Professional
Standards and the
International
Association of Business
Communicators (IABC)
Code of Ethics for
Professional
Communicators.
Generally accepted
industry standards:
Public Relations Society
of America (PRSA)
Code of Professional
Standards
Shall conduct his/her
professional life in
accord with the public
interest.
Shall exemplify high
standards of honesty and
integrity.
Shall deal fairly with
the public, giving due
respect to the ideal of
free inquiry and to the
opinions of others.
Shall adhere to the
highest standards of
accuracy and truth,
avoiding extravagant
claims or unfair
comparisons.
Shall not knowingly
disseminate false or
misleading information
and shall act promptly
to correct erroneous
communications for which
he or she is
responsible. BurgerMax:
Priorities:
Shareholder value.
Customer retention.
Reputational salvage.
Approach:
Blameshifting to others
(government, vendors,
state department of
health).
Conditional
responsibility.
Creation of conflict to
deflect criticism.
Escalation of outbreak
to a "national problem."
Arrogance and
selfishness.
Outcomes:
Damage to brand and
vendors.
Unnecessary, prolonged
media coverage.
No substantive change in
federal meat inspection
system.
Unnecessary victims.
International
Association of Business
Communicators (IABC)
Code of Ethics for
Professional
Communicators
Practice honest, candid,
and timely communication
and foster the free flow
of essential information
in accord with the
public interest.
Disseminate accurate
information and promptly
correct any erroneous
communication for which
they may be responsible.
Sensitive to cultural
values and beliefs and
engage in fair and
balanced communication
activities that foster
and encourage mutual
understanding.
Refrain from taking part
in any undertaking that
the communicator
considers to be
unethical.
Obey the laws and public
policies governing their
professional activities
and are sensitive to the
spirit of all laws and
regulations and should
any law or public policy
be violated, for
whatever reasons, act
promptly to correct the
situation.
Protect confidential
information and, at the
same time, comply with
all legal requirements
for the disclosure of
information affecting
the welfare of others.
Honest not only with
others but also, and
most importantly, with
themselves as
individuals; seeking the
truth and speaking that
truth first to the self.
BurgerMax:
Viewed outbreak as a
"PR" problem.
Used self-serving
language.
Attempted to raise issue
to the national level.
Was media driven.
Used news releases to
communicated information
that was important only
to it.
Used press conferences
to shift the blame to
others.
Misdirected emphasis to
company constituents.
Shareholders: Were
assured that the impact
of the outbreak was
minimal.
Financial analysts: Were
the first audience to be
communicated with
directly (through an
analyst teleconference).
Customers: Were told via
ads and press statements
that it was safe to eat
at BurgerMax.
Attempted to minimize
the damage.
Failed to recognize the
true victims.
BurgerMax viewed itself
as the victim.
Customers who became ill
were the victims of a
failed federal
inspection system.
VI. The ethical
dimension
There is a moral
dimension to crisis
management. Business
organizations and
institutions are
excepted to have
consciences and to act
in ways that reinforce
this public expectation.
That's why whenever
there are victims,
someone has to be held
accountable.
Victims make moral
ethical assessments
essential. This
assessment process
consists of answers to a
series of questions, or
at least being prepared
to answer these
questions publicly and
promptly.
When an issue involves
integrity and moral or
ethical dilemmas, get to
the moral reasoning and
questioning quickly.
When the public's
deepest values are
offended,
extraordinarily fast
action is required.
Ethical issues demand
the moral courage to ask
difficult, tough, direct
questions immediately
and a commitment - the
strength of heart -
powerful enough to take
the most appropriate
action promptly. Acting
on matters of principle
will counter the
negative impact of a
situation the public,
employees, and other
audiences find morally
troublesome. Moral
issues require
individuals to
illustrate their
personal belief systems
through their behavior.
Moral and Ethical
Questions:
1. What did they know
and when did they know
it?
2. What are the relevant
facts of the situation?
What decisions were
made?
Who was
involved/affected?
What was sacrificed to
benefit the victims?
3. Was there a firsthand
attempt to find the
truth?
4. What alternative
actions are available?
5. Who would be
affected?
6. What ethical
principles or standards
of conduct are involved
or at issue?
7. How would these
principles be advanced
or violated by each
alternative action?
8. Is it really the
company's problem?
9. What is the duty to
update and inform?
10. Who should be
advised or consulted?
11. What was the
fundamental cause -
omission, commission,
negligence, neglect,
accident, arrogance,
other?
12. How could this have
been avoided?
13. Are all the crucial
ethical questions being
asked and answered?
14. Are the actions
open, honest, and
truthful?
15. What affirmative
action is being taken
now to remedy or
remediate the situation?
16. Is there an
institutional "code of
silence" when morally
questionable decisions
or actions come to
light?
17. How will future
unethical behavior be
disclosed? To whom? How
fast?
18. What lessons can the
organization learn as
this dilemma is
resolved?
19. As an organization,
are we prepared to
combat the behaviors
that lead to ethical
compromises?
20. How many "typical
behaviors" do we know go
on that can potentially
cause trouble:
Lax control;
No tough, appropriate,
centralized compliance;
Underreporting of
infractions;
Leadership that allows
supervisors to overlook
bad behavior;
Allowing employees to
experiment with
"unapproved methods";
Encouraging a "do
whatever it takes"
mentality;
Minimizing oversight and
compliance processes;
Structuring incentives
in such a way that they
compromise safety,
public health, or
product integrity;
Overlooking shortcuts;
Avoiding confrontation
with managers;
Operating "on the edge";
Ignoring signs of rogue
behavior;
Tolerating inappropriate
behavior or management
by individuals who are
"critical to the
organization's mission";
Belittling or
humiliating those
suggest or seek ethical
standards;
Dismissing employees who
report bad or outright
wrong behavior; and/or
Demeaning the internal
credibility of internal
whistleblowers.
BurgerMax Assumptions:
Community Expectation
Realities:
1. Quality was fine.
1. When did Quality
Assurance know about the
regulatory change? Why
was it not acted upon?
2. Victims were caused
by someone else's
negligence. Shareholders
became the victims along
with company management.
2. The decision to
recall product from only
3 of 31 stores was
totally unacceptable.
3. We always deal in the
truth.
3. Concealed by company
for "fear of releasing
proprietary
information."
4. We'll do whatever
we're forced to do to
get this situation under
control.
4. Take immediate
action.
Make public
acknowledgement and take
responsibility.
Raise cooking
temperatures.
Move to the aid of
victims.
Explain what to do if
ill.
5. Predominantly our
shareholders, employees,
and customers.
5. The need to clear all
stores of possible
contamination potential.
6. Our standards are
fine. Our ethics are
okay. Leave us alone so
that we can fix the
problem.
6. Behaved badly and in
doing so, prolonged/
expanded the problem.
Slandered suppliers.
No protection of the
public interest.
7. It's not necessary
that these be
considered.
7. We expect the company
to do what's right,
promptly.
8. It's a problem only
because someone else
screwed up.
8. It's the company's
problem until it proves
to us that there is no
further reason to worry.
9. Answer only the
questions that we are
asked directly.
9. Tell us as much as
you can, when you can,
and keep telling us
until we tell you we
tell you we no longer
need information.
10. Let's stay focused
on those we know are
directly affected.
10. First, the victims,
then those who feel they
may be affected -
employees and those of
us who may have
purchased food at
BurgerMax.
11. It's someone else's
problem, which we're
obliged to fix and take
the blame for.
11. All of the above.
12. Need better
inspectors; select a
higher quality supplier.
12. Failed to take
immediate dramatic
action.
13. This really isn't an
ethical situation; it's
a business problem that
we've resolve by
changing suppliers.
13. Temporary but
significant loss of
credibility and public
trust until it can be
re-established by the
company.
14. We'll tell as much
of the truth as our
attorneys will allow.
14. Actions were closed,
conditional, and
beneficial only to the
company.
15. We'll do whatever
we're told to do.
15. Do whatever it takes
to make us feel
comfortable to dine at
your stores again.
16. Probably not, we
only spend as much time
on this as is necessary.
Besides, the public only
has a limited right to
know anyway.
16. As more and more
disgruntled employees
speak out about
BurgerMax's food
handling practices,
clearly the company
isn't telling us
everything we need to
know.
17. We may tighten some
things up, but it's not
really our problem.
17. We want a process in
place that company
management doesn't
control.
18. Mainly operational
information and
procedural changes.
18. Ethical behavior is
a leadership
responsibility. Failing
to act ethically is a
failure to lead
honorably.
19. We could be
criminally prosecuted.
19. Should BurgerMax be
criminally prosecuted,
which is possible, it
will most likely be
forced to establish very
rigid compliance and
integrity processes.
This will eradicate
ethical compromises.
20. These can't happen
here.
20. If one thing turns
out to be wrong, there
are most likely a lot of
other things that are
also wrong and need to
be looked into
thoroughly.
VII. The lessons-learned
dimension
In situations similar to
the BurgerMax episode,
it's ideal for the
organization to plan to
learn as it executes its
crisis response and
remedial actions.
Institutional memories
are short. Besides,
managers detest dealing
with crises, especially
once the urgent issues
have been identified.
It's a critical part of
any crisis response
process that a lessons
learned approach be in
place so that the
institution can learn to
remember the mistakes,
the miscues, the
successes, and the
victories in real time -
meaning
contemporaneously with
problem resolution. The
public, especially the
American public, expects
organizations to talk
about and describe the
lessons they learned
from mistakes, errors,
accidents, or negligent
acts. Speaking publicly
about lessons learned is
a major corporate step
toward obtaining public
and employee
forgiveness.
Successfully managing
future crises often
depends on the
intentionally created
institutional memory the
public relations
counselor brings to the
managing executive's
attention. Most crises
cannot be avoided. The
lessons learned approach
teaches the organization
how to forecast,
mitigate, or perhaps
even significantly
reduce the likelihood of
a similar situation
occurring or
reoccurring.
The Lessons Learned/Case
Study Outline below
lists important elements
in every critical study
of a crisis situation.
While most of the
information contained in
a case study will also
be in the public domain,
corporate counsel may
want to supervise case
study development since
the organization's legal
position could be
affected should the
information and its
interpretation go to
litigants through the
discovery process.
Lessons learned/case
study outline:
Ethics/compliance/standards
of conduct
Events timeline
Lessons learned
Open questions
Operations issues
Recovery issues
Relevant patterns from
similar previous events
Response timeline
Special action(s)
Strategy gaps/failures
Surprises:
negative/positive
Unintended consequences
Visibility timeline
Variations from approved
procedures
The Bottom Line: Act
Fast
The repeated use of the
word "promptly" in this
article should clearly
convey the strategic
importance of acting
quickly. It is often
better to act quickly
and make mistakes than
to fail to act until
it's too late or the
action becomes a
meaningless gesture. In
fact, solving problems
and "winning" in crisis
situations is a function
of speed, of decision
making, of action, of
reaction, of
collaboration, of
swiftly applied common
sense. Timidity and
hesitation are the
parents of defeat.
Another word I've used
often is "victims." It
can be safely said that
if there are no victims,
there is no crisis. Only
people, animals, and
living systems can be
victims.
Now, a few words about
common sense in crisis
management. It's far
more complicated than it
seems, but let's look at
it briefly for
clarification. Common
sense in crisis
management has five
critical components:
Preauthorization: The
single most important
aspect of crisis
planning and crisis
strategy development
making decisions ahead
of time so that the
speed of implementation
is the only issue facing
managers on the scene
when a crisis occurs.
And, implementation
speed will not become an
issue if there has been
adequate preparation and
simulation.
Conclusive action: Most
crises occur with
incredible speed and
leave enormous problems
behind to resolve. Good
crisis planning involves
recognizing that no
action an organization
can take will have the
response magnitude that
the crisis itself had.
Therefore, effective
responses to crisis are
incremental in nature.
Plan to emphasize
positive, conclusive
increments in the
response process.
Each of these increments
ends with certainty a
portion of the crisis
and limits its
collateral damage.
Unassailable behavior:
Too often surprise
begets embarrassment,
which begets fear, which
begets foolish
behaviors, denial, and
stalling. Executives who
do or say foolish,
challengeable things
before, during, or after
a crisis slow reputation
rehabilitation. What is
done should be done
promptly and carefully.
What is said should be
brief, important, and
worth being heard and
repeated. There are no
secrets in crisis
situations. Everything
comes out eventually.
Humane words and deeds
from the start: One of
the great shortcomings
in most managers is that
they appear cold,
arrogant, unfeeling, and
corporately driven when
bad things happen and
there are victims. These
behaviors are the source
of employee anger and
frustration; litigation;
shareholder action;
angry neighbors; and
bad, embarrassing media
coverage. Say you are
sorry. Apologize
continually. Help the
victims no matter what.
Treat everyone as though
they were a member of
your family.
Personalization: Deal
directly with victims
and with those
indirectly affected -
customers, vendors, and
employees. This approach
reduces the power of
opponents, the
self-selected outsiders,
and the media. Control
your own destiny. Act
personally at the
highest appropriate
level. This puts
responsibility for a
solution and the
opportunity for
reputational
rehabilitation where it
belongs - with the
organization that caused
the problem.
Above all, avoid the
infamous excuses that
are dead giveaways that
more serious issues lay
below the surface of the
crisis at hand, excuses
like:
"It's too soon to act."
"It's only competitor
criticism."
"It's caving into people
or ideas we don't
respect."
"Our peers expect us to
fight this."
"It's just an isolated
incident."
"The standards are
unreasonable or
unachievable."
"We need more time."
"Let's not over-react."
"If we say something,
people will find out."
"We obey the law."
"We can't take
responsibility; we'll be
sued."
"It will trigger
copycats."
Using this approach
will, to some degree,
box executives in by
closing off some of
their favorite escape
routes from making
critical, strategic,
timely crisis management
decisions.
Understand the
difference between
crisis communication
management and crisis
management. Help
management understand
that bad news never
improves with age. Fix
it now.
Ultimately, management
needs a competent,
conclusive,
straightforward, grand
strategy that makes
sense in a management
context while addressing
the various critical
dimensions any crisis
causes.
The elements of such a
grand strategy in
priority order are to:
Deal with the problem
causing the crisis;
Assist the victims and
those directly affected;
Communicate with and
enlist the support of
employees.
Inform those indirectly
affected; and
Affirmatively manage the
media and other
self-appointed
outsiders.
The key challenge
remains accomplishing
most of the strategy on
as many levels as
possible as quickly as
possible.
Act with speed and
honor. Help victims
return to normalcy.
Clarify what has been
learned. Make
restitution promptly.
Behave as though your
mother was watching and
you have to explain your
decisions and actions to
her over dinner tonight.
Editor's Note: James E.
Lukaszewski, APR, Fellow
PRSA, is a White
Plains-based crisis
communication management
consultant who guides
executives through
crisis situations,
directs the
organization's response,
and coaches
organizational
leadership. Some of the
contrast formats
contained in this
article were created by
Mary Ann N. Cotton, APR,
in preparation for Mr.
Lukaszewski's testimony
as an expert witness.
The Lukaszewski Group's
Web site, www.e911.com,
is one of the most
substantial sources of
critical public
relations advice on the
Internet.
Source: James E.
Lukaszewski, APR, Fellow
PRSA
link